Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Ruben Alvarado | 1329628 | 30 | 05/28/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 12/25/2013 | Customer Dispute | Denied | $35,896.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 05/06/2013 | Customer Dispute | Settled | $187,326.00 | $0.00 | See FINRA Report |
| Rebecca Louise Beckett | 5417719 | 2 | 01/29/2013 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| Jonathan David Jarow | 4931964 | 1 | 06/27/2012 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Michael Justin Corbett | 2958145 | 2 | 02/09/2012 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Michael Braden Golembiesky | 4498169 | 3 | 07/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Braden Golembiesky | 4498169 | 3 | 02/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Patrick Garrettson | 871896 | 2 | 04/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Reed Torre | 2468367 | 1 | 03/07/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |