Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shane Alexander Appelbaum | 4772668 | 3 | 05/28/2024 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Stacy Mari Goldsmith | 1416323 | 4 | 12/12/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Stacy Mari Goldsmith | 1416323 | 4 | 04/18/2022 | Customer Dispute | Pending | $95,000.00 | $0.00 | See FINRA Report |