Our Staff has compiled our research into a database of FINRA Broker Disclosures for NI Advisors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andy Daw Chyow Yu | 2776097 | 1 | 11/25/2009 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Milton J Beile III | 4265262 | 3 | 11/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Suihock Goy | 2821380 | 10 | 10/04/2004 | Customer Dispute | Settled | $16,101.00 | $0.00 | See FINRA Report |
| Theodore Hendrickus Franse | 1418012 | 8 | 02/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Hendrickus Franse | 1418012 | 8 | 02/17/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |