Our Staff has compiled our research into a database of FINRA Broker Disclosures for NI Advisors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Hugh Meyer | 3185642 | 4 | 04/17/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Andy Daw Chyow Yu | 2776097 | 1 | 11/25/2009 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Suihock Goy | 2821380 | 10 | 10/04/2004 | Customer Dispute | Settled | $16,101.00 | $0.00 | See FINRA Report |