Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sunho Lee | 1369963 | 5 | 11/20/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sunho Lee | 1369963 | 5 | 10/07/2002 | Customer Dispute | Settled | $980,000.00 | $0.00 | See FINRA Report |
| Sunho Lee | 1369963 | 5 | 10/04/2002 | Customer Dispute | Settled | $5,450,000.00 | $0.00 | See FINRA Report |
| Sunho Lee | 1369963 | 5 | 05/31/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sunho Lee | 1369963 | 5 | 11/13/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |