Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thavaselan Subramaniam | 1948362 | 2 | 07/29/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Allen Klaassen | 3098168 | 1 | 02/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Tang | 3157581 | 2 | 12/31/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonard Peter Hayduchok | 2534769 | 1 | 12/16/2019 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Filiaggi | 5060129 | 3 | 04/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Filiaggi | 5060129 | 3 | 07/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Tang | 3157581 | 2 | 05/09/2017 | Customer Dispute | Settled | $98,766.00 | $0.00 | See FINRA Report |
| Ryan Michael Filiaggi | 5060129 | 3 | 02/25/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thavaselan Subramaniam | 1948362 | 2 | 10/30/2004 | Customer Dispute | Withdrawn | $23,787.00 | $0.00 | See FINRA Report |