Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Michael Phillipich | 5640482 | 1 | 10/02/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Quirk | 6123168 | 1 | 09/22/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Amita Ramesh Desai | 4287407 | 1 | 09/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Harold Offel | 2570946 | 3 | 09/07/2023 | Customer Dispute | Denied | $70,224.00 | $0.00 | See FINRA Report |
| Connor Joseph Todd | 5196638 | 1 | 08/23/2023 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| John Francis Roda | 1787657 | 2 | 08/14/2023 | Customer Dispute | Denied | $425,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valenta | 1386978 | 7 | 07/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |