Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Felix Dublis | 1080504 | 2 | 12/08/2023 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| John Anthony Mezzullo | 333445 | 12 | 12/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Lee Culver | 6392736 | 1 | 11/07/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Ray Bates | 1037294 | 1 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Alexander Patrick Kline | 1271785 | 10 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Brian C Kennedy | 2321416 | 9 | 10/26/2023 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Jacquelyn Marie Pasciak | 2915143 | 1 | 10/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |