Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Ira Scher | 833197 | 5 | 10/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ira Scher | 833197 | 5 | 10/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Michael Tomasetti | 2585622 | 1 | 09/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Aaron Frye | 2834795 | 9 | 09/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Moore Seldomridge | 5145163 | 5 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ashby Chrisman | 1260526 | 4 | 09/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elaine Roecklein | 4953322 | 1 | 09/09/2015 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Lori A Ripperger | 4500760 | 1 | 09/08/2015 | Customer Dispute | Withdrawn | $9,150.00 | $0.00 | See FINRA Report |
| Nathan Robert Scarborough | 5400194 | 3 | 09/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Scarborough | 5400194 | 3 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |