Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Ira Scher | 833197 | 5 | 11/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ira Scher | 833197 | 5 | 11/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel John Bisese | 5193830 | 1 | 11/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raleigh Dayton Ryser | 4439010 | 1 | 11/03/2015 | Customer Dispute | Settled | $29,783.20 | $0.00 | See FINRA Report |
| Arthur Martinez Mojares | 4969362 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Cice | 5014530 | 1 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas McGinn | 1982380 | 2 | 10/27/2015 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| John Thomas Holcombe | 4083910 | 1 | 10/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Hepburn | 5586451 | 1 | 10/12/2015 | Customer Dispute | Denied | $5,000.00 | $500.14 | See FINRA Report |
| Michael J Graham | 1916832 | 1 | 10/12/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |