Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Brown | 5292077 | 2 | 08/29/2016 | Customer Dispute | Denied | $20,955.00 | $0.00 | See FINRA Report |
| Joshua Adam Parke | 2728146 | 5 | 08/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Hampton Reuschle | 2991511 | 2 | 08/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rickey Bowen | 2837377 | 4 | 08/23/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Charles Stevens | 2470433 | 10 | 08/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Marshall Kline | 720203 | 1 | 08/12/2016 | Customer Dispute | Denied | $6,071.00 | $0.00 | See FINRA Report |
| Bryan Kyle Newton | 6334613 | 1 | 08/10/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Allen | 1492192 | 1 | 08/03/2016 | Customer Dispute | Denied | $15,695.30 | $0.00 | See FINRA Report |
| Jason Moore Seldomridge | 5145163 | 5 | 08/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Conrad | 4791007 | 3 | 07/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |