Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Adam Parke | 2728146 | 5 | 02/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Adam Parke | 2728146 | 5 | 02/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Mario Miller | 6977763 | 3 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell Eugene Masters | 2155877 | 1 | 01/25/2017 | Customer Dispute | Denied | $41,663.10 | $0.00 | See FINRA Report |
| Brian Michael Therrell | 4793352 | 3 | 01/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephanie Devan Abee | 5888654 | 2 | 01/09/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Courtland Ransone | 4008306 | 10 | 01/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin Lee Evans | 2693722 | 3 | 12/20/2016 | Customer Dispute | Denied | $15,725.00 | $0.00 | See FINRA Report |
| Robert Ronald Obraitis | 2124486 | 4 | 12/14/2016 | Customer Dispute | Denied | $78,983.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 12/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |