Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Nelson Stclair | 2166947 | 2 | 07/30/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sagar Ramesh Patel | 5058797 | 5 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Eardley | 4442504 | 1 | 07/25/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Shanna Joelle Reed | 4734752 | 3 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 07/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Ernest Joly | 2193463 | 8 | 07/10/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Henry Parrish | 4818343 | 14 | 07/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Coleman | 2516592 | 4 | 06/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Scott Duda | 2331488 | 1 | 06/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dean Coffin | 1590422 | 2 | 06/25/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |