Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Parrish | 4818343 | 14 | 09/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Aloysius Locke | 1980843 | 9 | 09/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Henry Parrish | 4818343 | 14 | 09/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Esperanza Padilla Gomez | 1386295 | 6 | 09/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Samuel Coffren | 6474765 | 2 | 09/11/2019 | Customer Dispute | Denied | $3,381.53 | $0.00 | See FINRA Report |
| Matthew Joseph King | 3205483 | 1 | 09/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Douglas Lucas | 2242815 | 9 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory E Homesley | 4815333 | 1 | 08/31/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Gordon Stockman | 3276621 | 1 | 08/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Henry Parrish | 4818343 | 14 | 08/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |