Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Alan Peck | 4371381 | 3 | 02/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William A Fochi | 1773450 | 5 | 02/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Lino Grillo | 2643787 | 3 | 02/13/2020 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Berrie Beth Coble | 4540578 | 1 | 02/07/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Eladio Arturo Santiago | 3060628 | 3 | 02/04/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Anthony Mezzullo | 333445 | 12 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Dominic Cooper | 4654264 | 7 | 01/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erin Gay Willis | 2406860 | 3 | 01/03/2020 | Customer Dispute | Denied | $55,658.10 | $0.00 | See FINRA Report |
| John Thomas Draper | 2821763 | 1 | 01/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Galen Garner | 6433452 | 2 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |