Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Naegele | 1358041 | 1 | 05/12/2020 | Customer Dispute | Settled | $25,749.00 | $0.00 | See FINRA Report |
| Aileen A Grant | 1721024 | 1 | 05/11/2020 | Customer Dispute | Denied | $46,322.60 | $0.00 | See FINRA Report |
| John Lino Grillo | 2643787 | 3 | 05/06/2020 | Customer Dispute | Settled | $327,000.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 05/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon David Patterson | 7280870 | 1 | 04/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Michael Lehigh | 4420892 | 1 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 8 | 04/21/2020 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |