Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trey Novara | 5780285 | 2 | 11/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 11/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Wilbur McRae | 2359287 | 3 | 10/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Barcomb | 2434495 | 2 | 10/22/2020 | Customer Dispute | Denied | $15,916.50 | $0.00 | See FINRA Report |
| David Jonathan White | 2606002 | 2 | 10/20/2020 | Customer Dispute | Settled | $80,686.00 | $0.00 | See FINRA Report |
| Trey Novara | 5780285 | 2 | 10/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shanna Joelle Reed | 4734752 | 3 | 10/09/2020 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 10/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |