Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Dominic Cooper | 4654264 | 7 | 07/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Thomas Rohrer | 2140603 | 5 | 07/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Barcomb | 2434495 | 2 | 06/21/2021 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| Jeremy Jude Fleeman | 2921978 | 1 | 06/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Mauro | 1047937 | 1 | 05/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Yvonne Michele Loar | 5894039 | 1 | 05/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Lebauer | 2156800 | 16 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |