Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Sham Bingel | 4732243 | 1 | 12/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 14 | 12/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael James Thaler | 2557899 | 3 | 11/17/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michael James Thaler | 2557899 | 3 | 11/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Oxford Sherrill | 1160379 | 7 | 11/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael James Thaler | 2557899 | 3 | 09/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Canon Wayne Hickman | 5306028 | 1 | 09/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Deboer | 5255990 | 2 | 08/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Galen Garner | 6433452 | 2 | 08/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John David Fuller | 1726295 | 2 | 08/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |