Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Jairo Quintero | 2112242 | 2 | 07/03/2014 | Customer Dispute | Settled | $818,000.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 05/08/2014 | Customer Dispute | Settled | $29,222.50 | $0.00 | See FINRA Report |
| Andi Yung Hee Kang | 2146134 | 4 | 02/10/2014 | Customer Dispute | Settled | $3,225,060.00 | $0.00 | See FINRA Report |
| John Jairo Quintero | 2112242 | 2 | 01/21/2014 | Customer Dispute | Settled | $630,000.00 | $0.00 | See FINRA Report |
| Pai-Su Kang | 3130159 | 1 | 12/27/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Donald Morris Kowalsky | 274546 | 4 | 10/11/2013 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Eric Edward Wegner | 2044977 | 3 | 08/19/2013 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Donald Christopher Megliola | 3011458 | 3 | 04/30/2013 | Customer Dispute | Settled | $569,300.00 | $0.00 | See FINRA Report |
| David Christopher Smith | 3132841 | 2 | 04/19/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl John Labruna | 1490627 | 8 | 03/26/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |