Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Naegele | 1358041 | 1 | 05/12/2020 | Customer Dispute | Settled | $25,749.00 | $0.00 | See FINRA Report |
| John Lino Grillo | 2643787 | 3 | 05/06/2020 | Customer Dispute | Settled | $327,000.00 | $0.00 | See FINRA Report |
| Timothy Vail Owens | 1680140 | 1 | 04/17/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael Brian Mills | 4615851 | 1 | 03/26/2020 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| John Lino Grillo | 2643787 | 3 | 02/13/2020 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Eladio Arturo Santiago | 3060628 | 3 | 02/04/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eladio Arturo Santiago | 3060628 | 3 | 08/21/2019 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Eric Edward Wegner | 2044977 | 3 | 05/21/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Justin McKell | 5386486 | 1 | 03/19/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Arthur Lee Boyd | 4680285 | 2 | 02/27/2019 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |