Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lesley Marshall Vanborssum | 1430557 | 4 | 06/26/1997 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Gary Evan Fox | 1457689 | 3 | 03/20/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Saul Frank Feingold | 205698 | 1 | 12/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Reginald Brent Dees | 1385302 | 2 | 07/15/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Shank | 1022338 | 1 | 06/10/1996 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Deborah L Galarneau | 1931539 | 2 | 03/20/1996 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Jon Clair Boyd | 1057760 | 2 | 02/12/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John William Osborn | 843552 | 3 | 11/28/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tim D Sullivan | 1899809 | 2 | 11/20/1995 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michael John Mella | 1295629 | 1 | 08/28/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |