Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Lyn Ford | 1128151 | 6 | 07/20/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Victorino Santos Manlapaz | 2675628 | 1 | 06/14/1999 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert Ronald Obraitis | 2124486 | 4 | 05/13/1999 | Customer Dispute | Settled | $62,500.00 | $0.00 | See FINRA Report |
| William Timothy Bowen | 847338 | 1 | 05/01/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Glen Newbury | 1890435 | 4 | 04/26/1999 | Customer Dispute | Settled | $8,696.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 11/04/1998 | Customer Dispute | Settled | $9,602.47 | $0.00 | See FINRA Report |
| Ronald John Dobro | 1826152 | 1 | 09/09/1998 | Customer Dispute | Settled | $5,466.67 | $0.00 | See FINRA Report |
| Dominique Godfroy Henri Vercaemert | 1021056 | 4 | 05/19/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 01/05/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 11/14/1997 | Customer Dispute | Settled | $13,153.20 | $0.00 | See FINRA Report |