Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Van Raphael Neely | 2648551 | 1 | 12/17/2001 | Customer Dispute | Settled | $90,388.00 | $0.00 | See FINRA Report |
| Tom Arno Stapel | 1054908 | 4 | 11/14/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Perry Randall | 1392233 | 2 | 10/30/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard Dean Godfrey | 2723219 | 1 | 10/11/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Smith Crofts | 2429629 | 1 | 10/08/2001 | Customer Dispute | Settled | $11,321.00 | $0.00 | See FINRA Report |
| Kimberly Kay Kendrot | 2298796 | 4 | 08/03/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Clinton Wayne Copeland | 2906272 | 2 | 04/10/2001 | Customer Dispute | Settled | $14,680.20 | $0.00 | See FINRA Report |
| Walter Thomas Bonin | 2392690 | 1 | 03/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ellis Eugene Grossnickle | 1283246 | 3 | 03/11/2001 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Alexander Patrick Kline | 1271785 | 10 | 11/30/2000 | Customer Dispute | Settled | $88,242.50 | $0.00 | See FINRA Report |