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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 221-230 out of 286 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donald Matthews Freeman2440926109/10/2002Customer DisputeSettled$54,010.00$0.00See FINRA Report
Timothy J Moore1044325309/06/2002Customer DisputeSettled$10,365.40$0.00See FINRA Report
Charles Craig Melsoni1054901109/04/2002Customer DisputeSettled$6,757.69$0.00See FINRA Report
Donald Thomas Fetsko2878731408/19/2002Customer DisputeSettled$9,600.00$0.00See FINRA Report
Samuel Lyle Torrez1726919405/01/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Jacob Anthony Kozmic3038198204/15/2002Customer DisputeSettled$50,556.00$0.00See FINRA Report
Donald Bruce Schreck716682204/09/2002Customer DisputeSettled$28,045.00$0.00See FINRA Report
Stephen Michael McNamara2445183303/07/2002Customer DisputeSettled$16,213.40$0.00See FINRA Report
Erin Lane Wideman2167035201/15/2002Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Garry Charles Hill2442412212/18/2001Customer DisputeSettled$0.00$0.00See FINRA Report

286 Results

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