Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Leonard Zurawski | 2365017 | 3 | 05/06/2003 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Stephen Rocco Facella | 2912309 | 1 | 03/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 01/24/2003 | Customer Dispute | Settled | $63,219.00 | $0.00 | See FINRA Report |
| Tom Arno Stapel | 1054908 | 4 | 01/21/2003 | Customer Dispute | Settled | $30,034.60 | $0.00 | See FINRA Report |
| Stanley Leonard Zurawski | 2365017 | 3 | 01/20/2003 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| William Glen Newbury | 1890435 | 4 | 12/24/2002 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Thomas Denton Foy | 1076119 | 1 | 12/02/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Garner Srofe | 1758736 | 2 | 11/19/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Stephen Douglas Lucas | 2242815 | 9 | 09/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tom Arno Stapel | 1054908 | 4 | 09/27/2002 | Customer Dispute | Settled | $77,052.70 | $0.00 | See FINRA Report |