Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stratis | 871024 | 1 | 11/24/2003 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ronald Wayne Klenke | 1913241 | 1 | 10/30/2003 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| David Michael Varner | 1169514 | 1 | 09/11/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ira Scher | 833197 | 5 | 09/10/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Randolph Lott | 712795 | 2 | 09/02/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Danny Howard Clark | 1588043 | 1 | 07/21/2003 | Customer Dispute | Settled | $2,852,250.00 | $0.00 | See FINRA Report |
| Scott Andrew Moyer | 2058970 | 1 | 07/11/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Adam Nash | 3091406 | 4 | 06/27/2003 | Customer Dispute | Settled | $156,000.00 | $0.00 | See FINRA Report |
| Robert Randolph Lott | 712795 | 2 | 06/26/2003 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Preston Gerard Galarneau | 706356 | 1 | 06/12/2003 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |