Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 191-200 out of 286 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alexander Patrick Kline12717851001/28/2005Customer DisputeSettled$150,000.00$0.00See FINRA Report
Thomas Francis Kazak821251112/27/2004Customer DisputeSettled$75,000.00$0.00See FINRA Report
David Gerard Lutsch1439611109/01/2004Customer DisputeSettled$384,556.00$0.00See FINRA Report
Jeffrey Stuart Lazar1676682208/27/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Charles Robert Hanna2547275407/22/2004Customer DisputeSettled$70,000.00$0.00See FINRA Report
Robin Alan Freeman2223086106/28/2004Customer DisputeSettled$494,912.00$0.00See FINRA Report
Charles Edward Dear1079490706/14/2004Customer DisputeSettled$15,000.00$0.00See FINRA Report
Keith Harold Offel2570946305/28/2004Customer DisputeSettled$495,471.00$0.00See FINRA Report
Joseph John Perri2930227103/04/2004Customer DisputeSettled$100,000.00$0.00See FINRA Report
Alexander Patrick Kline12717851001/20/2004Customer DisputeSettled$162,440.00$0.00See FINRA Report

286 Results

Display: