Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alexander Patrick Kline | 1271785 | 10 | 01/28/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Thomas Francis Kazak | 821251 | 1 | 12/27/2004 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
David Gerard Lutsch | 1439611 | 1 | 09/01/2004 | Customer Dispute | Settled | $384,556.00 | $0.00 | See FINRA Report |
Jeffrey Stuart Lazar | 1676682 | 2 | 08/27/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Charles Robert Hanna | 2547275 | 4 | 07/22/2004 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
Robin Alan Freeman | 2223086 | 1 | 06/28/2004 | Customer Dispute | Settled | $494,912.00 | $0.00 | See FINRA Report |
Charles Edward Dear | 1079490 | 7 | 06/14/2004 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Keith Harold Offel | 2570946 | 3 | 05/28/2004 | Customer Dispute | Settled | $495,471.00 | $0.00 | See FINRA Report |
Joseph John Perri | 2930227 | 1 | 03/04/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Alexander Patrick Kline | 1271785 | 10 | 01/20/2004 | Customer Dispute | Settled | $162,440.00 | $0.00 | See FINRA Report |