Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Markley Broberg | 2572950 | 5 | 11/07/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Markley Broberg | 2572950 | 5 | 11/07/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Curtis James Hein | 2746746 | 1 | 10/17/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Carl John Labruna | 1490627 | 8 | 08/15/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brian Matthews Bloxom | 2570580 | 1 | 07/28/2005 | Customer Dispute | Settled | $18,550.80 | $0.00 | See FINRA Report |
| David Craig Collins | 1150132 | 1 | 07/19/2005 | Customer Dispute | Settled | $48,127.00 | $0.00 | See FINRA Report |
| Bruce Edward Vinion | 1908547 | 3 | 07/12/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Kelly | 2037617 | 1 | 06/30/2005 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Alex Mark Weissman | 2568247 | 1 | 05/11/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| James Kenneth Webb | 1133336 | 1 | 03/07/2005 | Customer Dispute | Settled | $21,243.10 | $0.00 | See FINRA Report |