Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Mercatante | 4256656 | 3 | 10/12/2006 | Customer Dispute | Settled | $26,038.40 | $0.00 | See FINRA Report |
| John Steven Ruzza | 1619227 | 2 | 09/06/2006 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Ralph Edward Martin | 1357741 | 6 | 08/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jennifer Michelle Romano | 2628102 | 2 | 03/30/2006 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Brian Markley Broberg | 2572950 | 5 | 03/29/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Joseph Tyrpak | 1020388 | 1 | 03/29/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Therrell | 4793352 | 3 | 01/24/2006 | Customer Dispute | Settled | $6,430.00 | $0.00 | See FINRA Report |
| Larry Lund Qvistgaard | 1915349 | 4 | 12/24/2005 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Greg Lebold | 1250480 | 1 | 12/07/2005 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Brian Wallace Schilling | 2692772 | 1 | 12/02/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |