Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Jay Grand | 2054995 | 1 | 06/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Charles Cuddy | 2343182 | 2 | 03/31/2008 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Robert L Arroyo | 4818536 | 2 | 03/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rusty Lee Woods | 2716788 | 2 | 03/09/2008 | Customer Dispute | Settled | $1,600.00 | $0.00 | See FINRA Report |
| Robert L Arroyo | 4818536 | 2 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Karen Marie Wright | 1892779 | 3 | 01/24/2008 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John Stephen Beloin | 3122002 | 2 | 01/03/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Terry L Westlund | 721852 | 2 | 12/21/2007 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Allan Robert Robertson | 4140705 | 1 | 12/19/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffery Alexander Wylie | 871107 | 1 | 12/10/2007 | Customer Dispute | Settled | $10,993.00 | $0.00 | See FINRA Report |