Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Richard Martin | 4594651 | 1 | 09/18/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brent Alan Peck | 4371381 | 3 | 08/28/2009 | Customer Dispute | Settled | $75,543.80 | $0.00 | See FINRA Report |
| Douglas Marc Abbate | 2212336 | 2 | 06/29/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William Patrick Callahan | 4020459 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Lund Qvistgaard | 1915349 | 4 | 06/02/2009 | Customer Dispute | Settled | $210,628.00 | $0.00 | See FINRA Report |
| Michael Joseph Valenta | 1386978 | 7 | 05/14/2009 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Samuel Kent van Allen | 4464706 | 3 | 02/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Scott Gruber | 3205389 | 1 | 02/04/2009 | Customer Dispute | Settled | $45,781.00 | $0.00 | See FINRA Report |
| Michael Sean Vereen | 3025739 | 2 | 12/19/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| David Todd Gibb | 5015453 | 1 | 11/28/2008 | Customer Dispute | Settled | $51,021.20 | $0.00 | See FINRA Report |