Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Leonhard Hartmann | 1003231 | 4 | 02/03/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Paul Arthur Storm | 1086495 | 1 | 02/01/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Joseph John Giangiulio | 1148025 | 3 | 01/04/2010 | Customer Dispute | Settled | $51,676.10 | $0.00 | See FINRA Report |
| Carl John Labruna | 1490627 | 8 | 12/22/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Paul Adam Nash | 3091406 | 4 | 12/03/2009 | Customer Dispute | Settled | $251,000.00 | $0.00 | See FINRA Report |
| Kelly J Cartier | 2938908 | 2 | 11/10/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andi Yung Hee Kang | 2146134 | 4 | 11/06/2009 | Customer Dispute | Settled | $101,000.00 | $0.00 | See FINRA Report |
| Matthew Anthony Foglia | 2420956 | 1 | 10/06/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harvey Lynn Richards | 375558 | 1 | 09/25/2009 | Customer Dispute | Settled | $51,000.00 | $0.00 | See FINRA Report |
| Leslie Alexander Szarka | 1241045 | 1 | 09/22/2009 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |