Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Robert Shevlin | 1280154 | 3 | 08/16/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven J Schade | 4275872 | 1 | 08/02/2010 | Customer Dispute | Settled | $5,170.00 | $0.00 | See FINRA Report |
| Donald Leonhard Hartmann | 1003231 | 4 | 07/07/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Michael Adolph Federico | 2772591 | 1 | 06/07/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Dominique Godfroy Henri Vercaemert | 1021056 | 4 | 05/28/2010 | Customer Dispute | Settled | $466,334.00 | $0.00 | See FINRA Report |
| Michael Ryan Crotty | 4484252 | 1 | 04/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher David Morrill | 3008165 | 1 | 04/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James C Docster | 4278411 | 3 | 04/08/2010 | Customer Dispute | Settled | $33,361.00 | $0.00 | See FINRA Report |
| Karl Thomas Johnson | 4556839 | 2 | 03/11/2010 | Customer Dispute | Settled | $19,587.00 | $0.00 | See FINRA Report |
| Brent Alan Peck | 4371381 | 3 | 03/01/2010 | Customer Dispute | Settled | $14,320.00 | $0.00 | See FINRA Report |