Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian C Kennedy | 2321416 | 9 | 10/26/2023 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valenta | 1386978 | 7 | 07/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Birch | 4043371 | 1 | 06/08/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Brian C Kennedy | 2321416 | 9 | 05/30/2023 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Kurt Douglas Cambier | 1392482 | 3 | 05/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam Ohlmeyer | 7309159 | 1 | 05/02/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Floyd Thomas Bernard | 823407 | 1 | 05/02/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Glen Edward Viditz-Ward | 1986586 | 1 | 03/06/2023 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jason Lee Layland | 4799825 | 2 | 01/25/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Phillip Oxford Sherrill | 1160379 | 7 | 11/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |