Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Addison Steele | 1336981 | 3 | 02/28/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ambrose Kai Chung Chan | 2353053 | 1 | 07/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Dear | 1079490 | 7 | 05/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Louis Skillman | 2265963 | 2 | 09/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Selina Jane Witt | 4712319 | 2 | 08/05/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Waldman | 1176523 | 1 | 06/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Nash | 1882389 | 5 | 03/22/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Favorite | 1230977 | 3 | 02/14/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Hammond Lemon | 802386 | 2 | 06/08/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Tony Carfang | 1228995 | 2 | 05/15/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |