Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Dear | 1079490 | 7 | 06/03/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Albert Friedman | 2123609 | 1 | 04/11/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Dale Brasel | 2194467 | 2 | 02/05/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juanita Christine Causey Oraevsky | 2207825 | 3 | 02/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Mussay | 2147562 | 4 | 02/21/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Dale Brasel | 2194467 | 2 | 01/23/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Paul Evans | 1304736 | 1 | 12/31/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Douglas Lucas | 2242815 | 9 | 09/21/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Lund Qvistgaard | 1915349 | 4 | 12/07/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Howard Black | 2271143 | 1 | 08/16/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |