Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurence Edward Lof | 311668 | 2 | 12/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Karl Menzel | 728378 | 2 | 12/22/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Knell | 1861119 | 1 | 10/29/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Shay | 857957 | 2 | 08/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk Eugene Rascher | 3014433 | 1 | 04/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Dear | 1079490 | 7 | 02/24/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Mussay | 2147562 | 4 | 12/18/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Dear | 1079490 | 7 | 09/19/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Mussay | 2147562 | 4 | 07/11/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Freeman | 1501323 | 1 | 07/08/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |