Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Darryl Tiche | 2072348 | 1 | 12/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Bradley Martin | 1704674 | 1 | 08/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Dana Johnson | 5337104 | 1 | 02/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 05/28/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry L Westlund | 721852 | 2 | 04/23/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Derek Thomson | 2396080 | 1 | 04/17/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard William Kubis | 2581438 | 2 | 08/22/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 07/21/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Andrew Clark | 2511409 | 1 | 02/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard D Martin | 2261076 | 4 | 01/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |