Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Aaron Frye | 2834795 | 9 | 02/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brent Alan Peck | 4371381 | 3 | 02/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Dominic Cooper | 4654264 | 7 | 01/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Draper | 2821763 | 1 | 01/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 11/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lynn Coleman | 2516592 | 4 | 11/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Henry Parrish | 4818343 | 14 | 09/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Aloysius Locke | 1980843 | 9 | 09/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Esperanza Padilla Gomez | 1386295 | 6 | 09/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Douglas Lucas | 2242815 | 9 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |