Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Dennis Goins | 1990002 | 1 | 05/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert Alexander Ruas | 1013057 | 1 | 04/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lynn Teston | 4434725 | 4 | 10/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Courtland Ransone | 4008306 | 10 | 07/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Courtland Ransone | 4008306 | 10 | 02/25/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Aaron Frye | 2834795 | 9 | 01/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lynn Teston | 4434725 | 4 | 05/27/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Esperanza Padilla Gomez | 1386295 | 6 | 02/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Paul Letellier | 854436 | 1 | 07/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lynn Teston | 4434725 | 4 | 06/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |