Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramon Valdez | 2592276 | 14 | 09/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Esperanza Padilla Gomez | 1386295 | 6 | 07/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul R Garrett | 2803327 | 1 | 06/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Lebauer | 2156800 | 16 | 05/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael James McNeely | 2951584 | 1 | 03/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Adam Parke | 2728146 | 5 | 02/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Adam Parke | 2728146 | 5 | 02/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Adam Parke | 2728146 | 5 | 02/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Courtland Ransone | 4008306 | 10 | 01/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Charles Clark | 1057589 | 3 | 11/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |