Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Parrish | 4818343 | 14 | 07/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Duda | 2331488 | 1 | 06/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Jonathon Whitaker | 5953984 | 1 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Thomas Rohrer | 2140603 | 5 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erich Alexander Kelley | 6610102 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sagar Ramesh Patel | 5058797 | 5 | 05/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean K Lewis | 4538252 | 2 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Kesterson | 2338147 | 7 | 04/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Mrozek | 3193990 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duane J Haley | 5409368 | 4 | 02/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |