Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph S Silva | 5297637 | 2 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Kesterson | 2338147 | 7 | 04/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Warren Robertson | 1460628 | 1 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph S Silva | 5297637 | 2 | 03/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |