Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Parrish | 4818343 | 14 | 08/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Tony Glowka | 1282251 | 1 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 08/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Kesterson | 2338147 | 7 | 07/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roland Thomas Doubleday | 2775868 | 3 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roland Thomas Doubleday | 2775868 | 3 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Craig Sovde | 3110929 | 2 | 07/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |