Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Parrish | 4818343 | 14 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sagar Ramesh Patel | 5058797 | 5 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Anthony Mezzullo | 333445 | 12 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Galen Garner | 6433452 | 2 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garett Rusk Fay | 7313932 | 1 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Kesterson | 2338147 | 7 | 12/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Kesterson | 2338147 | 7 | 10/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Kesterson | 2338147 | 7 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 09/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory E Homesley | 4815333 | 1 | 08/31/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |