Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Cordoba | 7536667 | 2 | 02/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Menicucci | 6308217 | 1 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allan Palma | 6117326 | 1 | 01/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 10/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Jacob Lydecker | 314901 | 1 | 10/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dee Crabtree | 5060519 | 1 | 09/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Thomas Rohrer | 2140603 | 5 | 07/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Jude Fleeman | 2921978 | 1 | 06/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |