Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Saddler | 2490749 | 8 | 06/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katharine Fowler Clark | 1239276 | 1 | 06/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Corey Walsh | 5843230 | 1 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Saddler | 2490749 | 8 | 05/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Craig Sovde | 3110929 | 2 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Jay Blitz | 2854959 | 4 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Scarborough | 5400194 | 3 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Moore Seldomridge | 5145163 | 5 | 02/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Jay Blitz | 2854959 | 4 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Jay Blitz | 2854959 | 4 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |