Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Robert Sherman | 5459456 | 4 | 08/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Saddler | 2490749 | 8 | 08/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Sherman | 5459456 | 4 | 08/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Sherman | 5459456 | 4 | 08/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher William Janota | 5161106 | 1 | 08/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Jay Blitz | 2854959 | 4 | 08/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susanne Venberg | 2508401 | 1 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Charles Noonan | 4614898 | 1 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Saddler | 2490749 | 8 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Saddler | 2490749 | 8 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |