Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Martinez Mojares | 4969362 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Cice | 5014530 | 1 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Holcombe | 4083910 | 1 | 10/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ira Scher | 833197 | 5 | 10/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ira Scher | 833197 | 5 | 10/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Moore Seldomridge | 5145163 | 5 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ashby Chrisman | 1260526 | 4 | 09/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Scarborough | 5400194 | 3 | 09/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Scarborough | 5400194 | 3 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Sherman | 5459456 | 4 | 08/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |